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0-5 years of experience
Trained and mentored new staff on financial audit procedure and federal & state compliance
- Pioneered changes in audit procedure that cut ~25 budget hours leading to over 375 hours reduced from the office annually
- Identified and corrected a $9.8M misstatement and brought it to market value
- Performed audits on 11educational entities, a 36% increase over previous years’ number
- Performed testing on federal and state compliance, resulting in policy and procedure changes
- Established and maintained lasting relationships with a diverse range of clients
- Rewrote entities’ financial statements and note disclosure
0-5 years of experience
A full service regional firm servicing primarily non-profits, manufacturing, real estate and professional service providers.
- Conducted financial statement audit and review engagements of profit and non-profit clients from planning to report generation with assets ranging from $500,000 to $10 million dollars.
- Consulted with various clients on matters related to compiling their financial statements to determine their financial position resulting in significant cost savings to the clients.
- Reviewed corporate and partnership tax returns prepared by staff accountants.
- Reviewed income tax projections prepared for high net worth individuals and business clients by staff accountants using the IRS safe harbor method.
- Conducted research on accounting and tax matters and advised clients based on FASB standards and IRS rulings.
0-5 years of experience
Maintained audit reporting for 6 clients with a total book of business of more than $10 billion
- Assisted with local corporate recruiting (Temple, Villanova, Drexel, Penn State)
- Supervised and mentored 2 interns
- Maintained an understanding of client entity and industry
- Designed, coordinated and executed external audit procedures in accordance with (GAAP)
- Planned and executed the comprehensive review and testing of internal controls and business processes
0-5 years of experience
Performed financial, operational, compliance, and fraud investigation engagements for a health system with $3.8 billion net patient revenue.
- Performed SOX based financial reporting controls compliance testing and revised established internal and external audit engagement procedures to improve efficiency and reduce external audit fees.
- Completed a fraud investigation resulting in the identification of $15,000 in stolen funds and the conviction of the former employee.
- Participated in the hiring interviews, new employee on-boarding, and mentoring.
0-5 years of experience
Completed assigned engagements on a diverse client base in an efficient and timely manner as defined by budget and specific engagement expectations
- Worked closely with engagement partners and managers to perform risk assessments of individual audit sections prior to each engagement
- Exhibited strong analytical ability by diligently performing audit procedures with the highest degree of professionalism and integrity
- Accepted responsibility for work performed and followed up on open assignments
- Assisted co-workers in the completion of audit workpapers, demonstrating team work skills
- Trained, supervised, and reviewed the work of first year staff and interns during audit fieldwork
0-5 years of experience
Led and collaborate with co-workers to complete various operational, compliance, financial statement, and information system audits
- Performed numerous SOX 404 audits and ensured compliance with the various regulations
- Utilized ACL and Nautilus to acquire and analyze information
- Reviewed and prepared reports and audits for the bank’s external auditor’s
- Worked with various managers to optimize their departments by enhancing collaboration, streamlining operations, identifying cost saving opportunities, etc.
- Led and participated in client meetings to set-up and execute audits
- Responsible for executing multiple audits at one time
- Volunteered to take on projects outside my role such as IT audit work
0-5 years of experience
Utilized appropriate audit concepts and proprietary tools/reports to conduct audits by examining a client’s accounts payable financial data
- Identified variances and/or errors in the procurement and payment processes to recover revenue
- Analyzed and manipulated client’s electronic data primarily in Access and Excel
- Produced claims using appropriate audit concepts for writing claims, updating claims managements system, and billing claims to clients
- Packaged claims for vendors and/or clients
- Provided insight and recommendations to the clients
0-5 years of experience
Participated in numerous audits of financial statements and employee benefit plans within the financial services and industrial markets industries.
- Identified and documented the design and operating effectiveness of critical business processes as well as reviewed the application of accounting principles and practices to ensure conformity with GAAP and industry guidelines.
- Researched and applied appropriate accounting principles and auditing standards to reach and support conclusions.
- Developed strong interpersonal communication skills through reporting to audit Seniors, Managers, Partners and client personnel.
- Documented and assessed the design and operational effectiveness of internal controls over the revenue and receivables, purchases and payables, and payroll cycles.
- Strong knowledge of monthly accounting procedures including reconciliation of accounts and preparation of financial statements.
0-5 years of experience
Performed detailed client audits to assure compliance with standards of Sarbanes – Oxley
- Audit work consists of mapping departmental processes, assessing control risk, and testing controls
- Recruited into risk assessment consulting group conducting Sarbanes – Oxley audits for multi-million dollar companies that included Dayton Power and Light, Cincinnati Bell, General Cable of Northern Kentucky and Honda in Columbus Ohio
- Completed documentation for various departments and processes within each company
- Created internal controls matrices and performed control testing per these matrices
- Contributed insight from prior experience to peers, providing alternative perspectives on auditing processes while contributing to timeliness, accuracy and quality of completed audits
0-5 years of experience
Perform audits and reviews on non-profit organizations, foundations, charities, schools, country clubs, and city clubs.
- Preparation of Form 990’s, 990-T’s and other required tax forms
- Analyzing client financial statements, supporting documentation and internal controls
- Preparation of statistical analytical data for clients and industry trends
- Performed alternative procedures on non-reply confirmations and confirmations returned with exception.
- Performed reconciliations and traced material transactions and general ledger balances to appropriate supporting primary documents.
- Effectively collaborated and communicated with fellow audit team members to produce audited financial statements for clients on time and under budget.
- Maintained effective time management skills by simultaneously working on several engagements while providing a high level of client service.
0-5 years of experience
Audited employer contributions to various trust funds to verify employers are in compliance with contractual obligations
- Worked independently and traveled offsite to complete testing, issue reports, and provide consultative aid
- Provided status reports to management, extensive feedback on company procedures, and helped implement improvements to methodologies and practices
- Expanded upon excellent communication skills and maintained extraordinary client relationships
- Developed outstanding analytical capabilities through various use of business tools and models
- Quickest to advance through the training program of all new hires
0-5 years of experience
Participated in the planning phase of the audit plan and development of the work plan.
- Gather data and information needed to complete the audit.
- Conduct and assist supervise audit fieldwork identifying internal control deficiencies and making recommendations for improvement.
- Documenting walkthroughs and supervised spot-counts for the year-end Physical Inventory counts.
- Performed detailed test work for year-end Steward Medical Group Revenue Cycle Audit
0-5 years of experience
Gained exposure to a wide variety of hedge fund strategies and structures
- Executed analytical procedures and investigated material differences
- Recalculated numerous hedge fund related accounting tasks including client allocations, performance and management fee calculations, and a variety of expenses
- Prepared K-1’s and 1065 partnership income tax returns for various clients
- Ensured completion of all administrative checklists and audit programs
- Reviewed and worked on different balance sheet and income statement accounts to provide reasonable assurance that accounts were properly stated
0-5 years of experience
Developed a working knowledge of client business and needs, and worked closely with clients to build strong, professional relationships
- Responsible for overseeing and conducting audit engagements for various clients
- Supervised and evaluated staff assigned to engagements, and provided guidance and direction when necessary
- Led and managed all aspects of client audit engagements, and actively oversaw the planning and budgeting stages
- Prepared and completed client financial statements, and ensured compliance with applicable standards
- Identified relevant issues during audit functions, problem-solved various errors, and developed a more efficient audit process
- Specialized in healthcare and not-for-profit accounting principles, as well as general accounting to be utilized across firm divisions
0-5 years of experience
Participated in the financial statement audits of several clients in industry such as Venture Capital, Broker Firm, Mutual Fund
- Analyzed client’s Balance sheet, P&L accounts
- Worked on Benefit Plans testing
- Identified a number of large misstatements within the clients’ financial statements
- Performed tests of controls for revenue and accounts receivable accounts to minimize the overall audit risk
- Documented several clients’ operations processes to understand internal control by performing walkthroughs, including interviewing several Directors and Controllers
10+ years of experience
Performed annual financial statement audits and federal compliance audits of state entities, colleges, and universities.
- Conducted fraud and other special audit investigations.
- Supervised staff auditors, including on-the-job training and development, and promotion of team efforts.
- Helped develop audit plans and resulting findings in preparation of audit reports.
- Maintained direct contact with audit clients.
- Presented training to office staff in accounting and auditing standards.
0-5 years of experience
Adhered to the highest degree of professional standards and strict client confidentiality.
- Gained understanding of client operations, processes, and business objectives, and utilized that knowledge on engagements.
- Performed client engagement from start to finish, which includes planning, executing, directing, and completing financial audits.
- Researched and analyzed financial statements, audit and tax related issues utilizing electronic databases and employ audit software to review and compile financial information.
- Analyzed data to detect deficient controls, duplicated effort, fraud or non-compliance with laws, regulations, and management policies.
- Proactively interact with key client management to gather information, resolve audit-related problems, and make recommendations for business and process improvement.
- Performed Single Audits of Federal Grants
- Assisted audit team in identifying and resolving client issues discovered during audit process.
- Prepared detailed reports and presented findings to clients.
0-5 years of experience
Applied GAAS and GAAP in audit engagements for partnership and non-profit companies in real estate industry
- Performed audit tests in accounts including Cash, Fixed Assets, AR, AP, Revenue and Expense
- Reviewed and prepared Trial Balances, Balance sheet, P&L and Cash Flow statements
- Assisted senior auditors in inquiring clients, confirming with third parties and testing internal control and fraud risk according to Sarbanes-Oxley 404 section
0-5 years of experience
- Conducted a 9-month compliance engagement that involved 36 agencies
- Developed and performed audit procedures dictated by the contracts
- Issued audit reports to document the findings
- Communicated audit results and provided recommendations for improvements to the clients via oral presentations
- Performed administrative tasks such as scheduling audit appointments and writing monthly progress reports
0-5 years of experience
Assisted Auditor in Charge in performing audits to ensure that facilities are in compliance with rules and regulations governing the Medicaid Cost Report.
- Gathered sufficient audit evidence for audit procedures assigned
- Drafted memos, conclusions and prepare work papers for review
- Conducted interviews with client personnel to assess internal controls
- Assisted in preparing final drafts of audit report
0-5 years of experience
Performed detailed testing of balance sheet and income statement accounts including, but not limited to, inventory counts, calculation of sample sizes for audit testing, detail testing of transactions, verification of existence and ownership of assets, and external confirmations.
- Demonstrated ability to effectively communicate issues to the audit team and client while maintaining a professional demeanor.
- Communicated inefficiencies to the audit senior and followed up on open areas with the client.
- Organized audit-supporting documentation in a detailed manner in order to make the review process more effective and efficient. Assisted with the planning and reporting of audits and reviews.
- Assisted with the planning and reporting of audits and quarterly reviews to include preparation of audit reports and summarizing audit findings.
0-5 years of experience
Performed audit procedures to determine State agencies’ compliance with established fiscal policies and State laws, rules, and regulations under the supervision of the Senior Auditor.
- Interviewed agency personnel, documented and evaluated internal controls.
- Collected, reviewed, verified and analyzed audit evidence.
- Prepared working papers to document audit procedures performed.
- Reviewed and evaluated management’s procedures and internal controls to determine if an agency has achieved its objectives pertaining to the reliability of financial records, the effectiveness and efficiency of operations, and compliance with laws, rules and regulations.
0-5 years of experience
- Served as the financial audit in-charge for cash-basis and accrual-basis government and non-profit entities, including cities, correctional institutions, counties, drainage districts, landfills, municipal utilities, and state agencies.
- Reviewed and analyzed business processes and internal controls to determine compliance with applicable laws and regulations and communicated any weaknesses to management.
- Participated in special investigations and performance reviews into allegations of fraud, waste, and abuse.
- Identified and communicated accounting and auditing matters to senior auditors and managers.
- Performed Single Audits to determine compliance with Office of Management and Budget Circular A-133 federal regulations.
0-5 years of experience
Created claims and client correlation for retail expenses.
- Identified and investigated irregularities.
- Directed entire audit process involving collection of vendor documents and data, the flow of vendors to be audited, and the assembly of claims to be delivered to the client/vendor community.
- Cultivated relationships with merchandisers and vendors to negotiate claims and resolutions.
- Collaborated with the client’s team regarding performance of the audit, merchandising/vendor issues and new audit concepts.
- Trained new auditors and staff on processes, procedures and data mining opportunities for key home improvement retailer.
- Helped develop a process of measurement and monitoring for auditors through the creation of appropriate scorecards and exception reporting.
6-10 years of experience
Proficient in the aspects of technical writing with strong emphasis on specific application and network terminology description and documentation request.
- Participated in numerous successful IT audits with minimal intervention by management for clarification and remediation.
- Motivated in obtaining crucial documentation standards relating to company and industry compliance.
- Recognized as an outstanding auditor with appropriate fieldwork completion and client communication of findings identified during testing and review.
- Experienced with audit related software such as TeamMate and ACL in relation to data analysis and presentation
- Expressed clear and coherent suggestions and recommendations to clients for risk mitigation and follow-up.
- Validated appropriate assessment of audit controls identified with managers during the pre-planning process, prior to fieldwork initiation.
- Assisted in the initial drafting of audit reports with exceptions found and communicated to the client.
6-10 years of experience
Recognized for comprehensive analysis of hospital cost reports and related applications to be utilized in the completion of Medicare audits. Efficiently completed and reconciled audit computations. Performed extensive research concerning federal regulations, district court decisions, and previous audit determinations.
- Effectively advised clients regarding audit impacts that could potentially effect accounting measurements, cost reporting, and Medicare reimbursement.
- Authored numerous reports and documents concerning audit adjustments and final determinations with respect to client audit engagements.
- Initiated complex audit engagement conference calls/consultations with clients.
- Assisted audit team members concerning complex audit applications, audit planning, and decisions regarding audit components and testing.
- Credited with high quality performance via letters and emails of recognition from healthcare clients.
- Received ratings of Exceeds Expectations for seven out of the last nine months.
0-5 years of experience
Audit: Conducted real estate audits to ensure Section 8 housing projects were in compliance with all US GAAP and Housing and Urban Development reporting requirements.
- Documented findings, maintained accurate work papers, and communicated findings relating to fixed assets, cash, receivables, expenses and mortgages.
- Reported uncorrected misstatements to management and suggested adjusting journal entries.
- Kept abreast of the latest industry changes by completing Continuing Professional Education (CPE) courses.
- Reviewed Board of Directors Minutes for applicable information, including pending litigation and subsequent events.
- Real Estate Analysis: Conducted review engagements analyzing all aspects of real estate operations from business inception to sale of properties. Conducted linear analysis focused on detecting financial irregularities.
0-5 years of experience
Performed audits of cash, accounts payable, fixed assets and other accounts for the ninth largest accounting, audit, and tax firm in the Washington, DC metropolitan area. Served as staff auditor on the audits of five small business government contractors
- Reconciled general ledger and subsidiary accounts back to source documents
- Completed sampling worksheets for risk of projected misstatement and tolerable misstatement. Used both random and systematic sample selection techniques
- Proofread financial statements for formatting and computational relationships (e.g. agreement of shares outstanding with common stock; net income reconciled to statement of stockholders’ equity; statement of cash flows depreciation reconciled to income statement, etc.)
- Used client submitted trial balances to roll-forward and/or map account codes and classifications in Caseware
- Prepared tax returns for S Corporations
0-5 years of experience
Identified and communicated internal control weaknesses to management.
- Developed critical thinking skills through unique tasks.
- Gained proficiency in analytical analysis and balance sheet reviews.
- Planned and executed audit programs for all engagements with a focus in manufacturing and distribution with revenues of $20 – $200 million.
- Developed work ethic from multiple simultaneous projects with regular deadlines.
0-5 years of experience
Develop appropriate risk based audit plans including priority, scheduling (based on client availability) and audit scope
- Test adequacy of controls over multiple escrow processes to prove sufficient internal controls exist
- Verify residential and commercial real estate transactions are properly monitored, authorized, processed and documented per applicable laws and regulations
- Support the client with the implementation of audit recommendations and monitor the appropriateness and effectiveness of internal controls on an ongoing basis.
0-5 years of experience
Planned and executed operational audits, documented work performed and communicated results to management.
- Provided training to store personal designed to improve operational performance.
- Consulted management on operational and administrative issues.
- Assisted accounting personal with GL entries and period closes.
0-5 years of experience
Designed and shaped the scope of formal audits and the supporting audit procedures
- Initiated and monitored the performance of audits in support of corporate initiatives
- Prepared and presented the formal results along with documentation of control issues
- Safeguarded and provided measurement of corporate assets, revenues and information
- Addressed compliance with corporate policies and procedures
- Met with audit clients to identify internal business plans and initiatives
- Reported all findings and recommendations to senior management
- Effectively coordinated the SOX activities with Process Owners in the support of the annual SOX 404 certification processes. Performed interviews and walkthroughs with management and process owners. Participated in and coordinated updates of relevant documentation, including narratives, matrices, test plans, assessments
- Provided continual guidance to process and sub-process owners on the identification, documentation and testing of key controls.
0-5 years of experience
Performed financial statement audits in accordance with firm policy, Generally Accepted Accounting Principles (GAAP), and Generally Accepted Auditing Standards (GAAS) for the firm’s private companies in Power Plants, Retail, Real Estate, and Manufacturing industries.
- Tested internal control procedures to ensure compliance with SOX.
- Interacted with key client management and staff to gather information, to resolve audit and accounting related issues, and to make recommendations for business and process improvements.
- Supervised, instructed, and evaluated engagement teams of two to four staff auditors.
0-5 years of experience
Engaged in audits, agreed-upon procedures, and loan reviews for various institutions, including financial institutions, non-profit organizations, and title companies
- Performed industry analysis, determined quality of earnings and assets, documented management involvement, and identified potential weaknesses in order to develop appropriate engagement procedures
- Accepted responsibility of Lead Auditor for some clients, which included planning the engagement, supervising field work, and drafting the final report
- Composed, reviewed, and revised report drafts that summarized all findings from entire audit engagements
- Identified and recommended improvements in accounting procedures to help clients optimize efficiency in operations
0-5 years of experience
- Assisted engagement teams with the execution of daily audit fieldwork.
- Performed accounting research for multiple complex accounting issues.
- Analyzed financial statements using accepted accounting and statistical procedures to determine audit conclusion.
- Participated in the audit of internal control over financial reporting including Sarbanes-Oxley Section 404.
0-5 years of experience
- Performed audits of healthcare facilities to determine compliance with Medicare reimbursement regulations pertaining to cost report submission affecting hospitals, physicians and others.
- Audited medical records and hospital bills and identified problems and opportunities for improvements.
- Assisted in the evaluation of financial statements, prior year audit documentation, etc. in the planning phase of the audit program to identify potential solvency concerns.
- Documented significant findings after thorough review of work papers for further analysis.
- Communicated with practice and hospital staff regarding appropriate documentation for the audit.
0-5 years of experience
- Conducted interviews with management regarding fraud and program processes
- Planned audit programs, performed audit procedures, analyzed process documentation
- Audited internal controls, generated audit sample plans, performed analytical testwork
- Researched government grant requirements and verified program requirements were met
- Computed data in Microsoft excel and word, organized, numbered, compiled audit working papers
0-5 years of experience
- Researched, planned and performed multiple and complex audit assignments to assess existence of internal controls
- Reviewed and evaluated adequacy and effectiveness of internal controls for corporate policies and procedures
- Reported to management about asset utilization and audit results
- Recommended to management changes in operation and financial activities
- Documented and tracked audit deficiencies using Access database
- Followed up with process owners on remediation efforts
6-10 years of experience
- Preformed substantive procedure on Balance Sheet accounts including DIT/OS cutoff, vouching fixed asset addition, and search for unrecorded liabilities.
- Performed analytical procedures on Income Statement including forecasting sales, gross profit, and material variance analysis on obscure trends.
- Identified, documented and tested internal controls for reliance and reported any weakness in controls with a Management Letter Comment (MLC).
- Communicated with Senior Auditors and Managers on additional risk identified during. interim work that resulted in changes to audit programs and procedures for final field work.
- Prepared detailed work-papers for Senior Auditor and Manager to review.
- Prepared Balance Sheet, Income Statement and Statement of Cashflow
0-5 years of experience
- Performed compliance audits for Quality Carriers, Qualawash and Boasso America
- Assessed terminal/facility control effectiveness, prepared work papers and audit reports
- Maintained, updated and improved audit and self-assessment programs in order to enhance audit processes and overall company compliance
- Performed SOX/Direct Assistance testing, departmental audits, process walkthroughs and mapping via Visio
- Wrote the Internal Audit Department procedures
- Assumed leading role in revamping of procedural library and becoming Responsible Care certified
- Wrote articles for IA newsletter and proofread newsletter prior to publishing
0-5 years of experience
Performed audits of financial statements to ensure they are fairly presented in accordance with GAAP standards.
- Utilized analytical procedures to identify unusual or significant fluctuations to accounts balances.
- Reviewed various internal controls to ascertain their effectiveness and compliance with established management policies and directives.
- Documented and evaluated audit evidence in support of audit objectives.
- Effectively communicated errors or control weakness with clientele management.
- Train new employees
- Extensive knowledge of banking industry as Shatswell MacLeod audits primarily New England based community banks.
0-5 years of experience
- Administered, documented, and tested key Sarbanes Oxley (SOX) controls related to financial and operational audits.
- Managed and coordinated all aspects of the audit engagement (i.e. risk assessment, scope of work, resource allocation, evaluation of audit results and conclusions).
- Provided functional advice and trained new and developing auditors.
- Identified impairment of fixed assets that resulted in a total asset write-off of
0-5 years of experience
Conduct compliance audits of five major record companies for album releases dated from 02′-present
- Collaborate with an audit team of four to generate $3.6M in unpaid pension claims
- Propose changes to the general report template and audit procedures to clarify the basis of the audit claims
- Prepare extensive reports outlining label copy information and paid pension to generate claims
- Supervise and train staff on the use of MAX software and conducting accurate audit processes
- Conduct payroll audits of various orchestras to ensure compliance with pension payment agreements
0-5 years of experience
- Independently conducted financial and compliance audits and operational reviews of the corporate businesses by utilizing SAP and Teammate, involving planning audits by evaluating the complexity and risk of the audit client and adjusting the scope of the audit procedures in conjunction with the Audit Senior and Audit Manager accordingly
- Independently reviewed the suitability of internal control design and operation for the business unit and determined compliance with policies and procedures
- Timely kept the client, Audit Senior and Audit Manager informed of audit progress and issues
- Efficiently conducted audit testing of specified area and identified reportable issues and dimension of risk
- Effectively communicated with diverse groups of people when completing work assignments
0-5 years of experience
- Assisted in performing follow up of audit work relating to branch audits.
- Worked on special projects in conjunction with audit management.
- Assisted in conducting research support on selected audit, bank or regulatory topics to ensure that audit programs met current regulations and developed new audit steps to update audit programs
- Designed and executed audit programs using Audit Command Language (ACL) audit software package.
0-5 years of experience
- Developed strong team and leadership skills necessary to complete audits
- Researched and resolved technical accounting, financial accounting and financial reporting issues
- Researched new accounting pronouncements
- Performed the internal audit function on various segments of a business, including process analysis, process testing, recommendations, and preparation of the report
- Evaluated and provided formal recommendations for improvements to internal controls and financial reporting processes
- Prepared financial statements in accordance with GAAP
- Industry experience includes retail, manufacturing, products, governmental, and telecommunication
0-5 years of experience
Perform monthly scheduled two-week internal audits on organization’s financial and operational functions to ensure compliance with Sysco’s and Government’s policies
- Conduct quarterly monitoring of financial statements for seven to eight different Sysco Operating Companies, reviewing for reasonableness or potential risks
- Schedule and manage site visit audits, effectively assigning areas to members to ensure the audit is completed on schedule (one day)
- Effectively communicate results of audit findings with management of Operating Companies, team Supervisor, and Assistant Managers through well-written reports
- Assist new employees in the audit procedures of the department, ensuring new hires understand their assigned areas
- Research, identify, and develop new auditing procedures for the SAP system to prepare for the company-wide conversion to SAP
- Complete pre-audit in-house procedures in a timely manner prior to travelling to the Operating Companies, ensuring sufficient preparation for the audit
0-5 years of experience
- Promoted from Staff Auditor 1 to Staff Auditor 2 in 10 months.
- Completed and reviewed working papers.
- Led interviews with agency officials.
- Led a section of audit manual training regarding data.
- Collected and analyzed data using performance audit software.
- Formulated audit plans -Developed audit findings, conclusions, and recommendations.
- Functioned as Auditor-in-Charge on audit as a Staff Auditor 2
Staff Auditor Duties and Responsibilities
Staff auditors have many duties and responsibilities in their work to help their employer or clients succeed. We researched staff auditor job descriptions to come up with the following list of duties and responsibilities common to staff auditors:
Interview Clients to Learn Financial and Operational Information Staff auditors conduct an informational interview with their client to find out about their financial and operational history.
Evaluate Internal Controls Staff auditors analyze how a company operates and make recommendations based on their findings. This includes hiring policies, salary structure, job descriptions, disciplinary policies, and any other area that affects the operation of the business.
Analyze Financial Records for Variances Staff auditors are the last line of defense in catching errors on financial and tax documents. They meticulously analyze financial and tax records to make sure they are accurate.
Observe Physical Inventory Process Publicly traded companies with physical inventory are required to hire an external auditor to oversee their inventory process. Staff auditors visit their client’s retail locations and work with the employees to verify their item counts.
Prepare Audit Recommendations to Present to Management Once the auditing processes are complete, staff auditors analyze the results and present their recommendations to either the management at their company or the management team of their client. Staff auditors are expected to give an ethical, objective recommendation based solely on the data.
Complete and Keep Track of All Audit Paperwork At the end of each audit session, staff auditors complete a detailed report for both the client and their company’s record. These reports are sent to the managing auditor for approval.
Staff Auditor Skills
Staff auditors need a bachelor’s degree in accounting to establish their expertise in GAAP, the generally accepted accounting principles. They conduct every audit according to these principles. Staff auditors also have to be wizards with spreadsheets, as the majority of the documents they work with are spreadsheets packed with numbers. An analytical mind and a strong attention to detail are essential as a lack of focus can directly affect their employer or client’s bottom line. They also have to be good communicators and listeners to build rapport with clients and obtain the information necessary for the audit. In addition to these traits and areas of knowledge, the following skills are necessary to get a job as a staff auditor:
- Conducting informational interviews to get the information necessary for audit
- Using knowledge of tax code and SEC regulations to ensure complete compliance
- Analyzing financial and tax records for accuracy
- Making objective recommendations to management based on CAAP
- Crafting audit reports
Staff Auditor Education and Training
Staff auditors have to have a bachelor’s degree in accounting to get hired. Their education includes coursework in financial accounting, public accounting, economics, business, and tax law. While staff auditors don’t need to have their CPA to gain employment, many staff auditors are studying for the CPA exam.
Staff Auditor Salary
According to Glassdoor, the national median salary for staff auditors is $61,089. Those at the top of the scale make $81,000, while those at the bottom of the scale make $45,000.
Staff Auditor Resources
The following resource list was compiled for both aspiring staff auditors and those who plan to use this position as a stepping stone for a career as an accountant:
American Institute of Certified Public Accountants – Founded in 1887, this organization has been a cornerstone in the world of accounting for well over a century. It now has 410,000 members around the globe, many of whom are auditors. The organization is split into sub-organizations based on an area of accounting, including a sub-organization for internal auditors. This organization is also the administering body of the CPA exam.
The Institute of Internal Auditors – This is the best and most respected organization for internal staff auditors. It provides dozens of in-person seminars and workshops around the country each year. Its website is updated with industry news and also contains on-demand webinars for members.
Essential Knowledge for a First Year Audit Staff Intern at a Big 4 Accounting Firm – This book is based on the author’s experience interning for one of the biggest accounting firms in the world. It is a great read for aspiring staff auditors looking to complete their first internship.
ISO Internal Audit: A Plain English Guide for Internal Auditors in Small Businesses – This book focuses specifically on internal auditors who work for a small business; it addresses the unique challenges and required strategies for this position.
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Last edited by: Gabriela Barcenas, CPRW, Content Writer II -
Gabriela Barcenas
CPRW, Content Writer IIGabriela is a Certified Professional Resume Writer (CPRW) and career adviser. With 10 years of digital media experience and five years of resume writing expertise, her publication history includes fashion, education, travel, social justice, equitable design and career advice.
